Produktbild: SIE Exam: 1001 Practice Questions For Dummies

SIE Exam: 1001 Practice Questions For Dummies

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Beschreibung

Produktdetails

ISBN

978-1-394-19524-4

Auflage

1. Auflage

Erscheinungsdatum

15.08.2023

Einband

Taschenbuch

Verlag

John Wiley & Sons

Seitenzahl

336

Maße (L/B/H)

20,3/25,4/2,2 cm

Gewicht

742 g

Sprache

Englisch

Beschreibung

Produktdetails

ISBN

978-1-394-19524-4

Auflage

1. Auflage

Erscheinungsdatum

15.08.2023

Einband

Taschenbuch

Verlag

John Wiley & Sons

Seitenzahl

336

Maße (L/B/H)

20,3/25,4/2,2 cm

Gewicht

742 g

Sprache

Englisch

Herstelleradresse

Libri GmbH
Europaallee 1
36244 Bad Hersfeld
DE

Email: gpsr@libri.de

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  • Produktbild: SIE Exam: 1001 Practice Questions For Dummies
  • Introduction 1
     
    What You'll Find 1
     
    Beyond the Book 2
     
    Where to Go for Additional Help 2
     
    Part 1: Tackling the Questions 3
     
    Chapter 1: Securities Underwriting: The Process and the Team Players 5
     
    The Problems You'll Work On 5
     
    What to Watch Out For 5
     
    1-35 Bringing New Issues to Market 6
     
    36-43 Types of Securities Offerings 10
     
    44-61 Exempt Securities and Transactions 11
     
    Chapter 2: Equity Securities: Corporate Ownership 15
     
    The Problems You'll Work On 15
     
    What to Watch Out For 15
     
    62-97 Common Stock 16
     
    98-125 Preferred Stock 20
     
    126-141 ADRs, Rights, and Warrants 24
     
    Chapter 3: Debt Securities: Corporate and US Government Loans 27
     
    The Problems You'll Work On 27
     
    What to Watch Out For 27
     
    142-178 Types of Bonds 28
     
    179-208 Price and Yield Calculations 32
     
    209-224 U S Government Securities 36
     
    225-238 Money Market Instruments 37
     
    Chapter 4: Municipal Bonds: Local Government Securities 41
     
    The Problems You'll Work On 41
     
    What to Watch Out For 42
     
    239-268 GO and Revenue Bonds 43
     
    269-275 The Primary Market 47
     
    276-286 Additional Municipal Bonds 48
     
    287-296 Municipal Notes 49
     
    297-302 Municipal Fund Securities 50
     
    303-313 Taxes on Municipal Bonds 51
     
    314-335 Municipal Bond Rules 52
     
    Chapter 5: Delivering Diversification with Packaged Securities 57
     
    The Problems You'll Work On 57
     
    What to Watch Out For 58
     
    336-340 Investment Company Rules 59
     
    341-384 Management Investment Companies 59
     
    385-406 Investment Company Options 65
     
    407-431 Annuities 67
     
    432-436 Variable Life Insurance Products 70
     
    Chapter 6: Working with Direct Participation Programs and REITs 73
     
    The Problems You'll Work On 73
     
    What to Watch Out For 74
     
    437-457 DPPs, General, and Limited Partners 75
     
    458-464 Partnership Paperwork 77
     
    465-470 Passive Gains and Losses 78
     
    471-491 Types of DPPs 79
     
    492-502 REITs 81
     
    Chapter 7: Options: Understanding the Basics of Puts and Calls 83
     
    The Problems You'll Work On 83
     
    What to Watch Out For 84
     
    503-535 Option Basics 85
     
    536-573 Standard Option Math 88
     
    574-602 Option Paperwork and Rules 93
     
    Chapter 8: Customer Accounts: Doing the Right Thing 97
     
    The Problems You'll Work On 97
     
    What to Watch Out For 97
     
    603-622 Opening Accounts 98
     
    623-640 Selecting the Appropriate Type of Account 101
     
    641-664 Margin Accounts 103
     
    665-667 Telephone Act of 1991 106
     
    Chapter 9: Securities Analysis: Doing a Little Market Research 107
     
    The Problems You'll Work On 107
     
    What to Watch Out For 108
     
    668-686 Systematic and Nonsystematic Risk 109
     
    687-709 Fundamental and Technical Analysis 111
     
    710-734 Money Supply and Monetary Policy 114
     
    735-744 Economic Indicators 117
     
    745-752 Cyclical, Defensive, and Growth Investments 118
     
    753-755 Economic Theories 118
     
    Chapter 10: Securities Markets: Taking Orders and Executing Trades 121
     
    The Problems You'll Work On 121
     
    What to Watch Out For 121
     
    756-763 Primary and Secondary Market 122
     
    764-774 Making the Trade 123
     
    775-781 Broker-Dealer 124
     
    782-810 Executing Customer Orders 125
     
    811-815 Types of Investors 129
     
    Chapter 11: Making Sure the IRS Gets Its Share: Taxes and Reti