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Produktbild: COSO Enterprise Risk Management

COSO Enterprise Risk Management Establishing Effective Governance, Risk, and Compliance Processes

Aus der Reihe Wiley Corporate F&A

69,99 €

inkl. gesetzl. MwSt., Versandkostenfrei

Beschreibung

Produktdetails

Einband

Gebundene Ausgabe

Erscheinungsdatum

30.09.2011

Abbildungen

Exhibits: 0 B&W, 0 Color

Verlag

John Wiley & Sons

Seitenzahl

384

Maße (L/B/H)

26/18,3/2,5 cm

Gewicht

921 g

Auflage

2. Auflage

Sprache

Englisch

ISBN

978-0-470-91288-1

Beschreibung

Produktdetails

Einband

Gebundene Ausgabe

Erscheinungsdatum

30.09.2011

Abbildungen

Exhibits: 0 B&W, 0 Color

Verlag

John Wiley & Sons

Seitenzahl

384

Maße (L/B/H)

26/18,3/2,5 cm

Gewicht

921 g

Auflage

2. Auflage

Sprache

Englisch

ISBN

978-0-470-91288-1

Herstelleradresse

Libri GmbH
Europaallee 1
36244 Bad Hersfeld
DE

Email: gpsr@libri.de

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  • Produktbild: COSO Enterprise Risk Management
  • Preface xi
     
    Chapter 1: Introduction: Enterprise Risk Management Today 1
     
    The COSO Internal Controls Framework: How Did We Get Here? 2
     
    The COSO Internal Controls Framework 3
     
    COSO Internal Controls: The Principal Recognized Internal Controls Standard 14
     
    An Introduction to COSO ERM 14
     
    Governance, Risk, and Compliance 15
     
    Global Computer Products: Our Example Company 16
     
    Chapter 2: Importance of Governance, Risk, and Compliance Principles 21
     
    Road to Effective GRC Principles 22
     
    Importance of GRC Governance 23
     
    Risk Management Component of GRC 25
     
    GRC and Enterprise Compliance 26
     
    Importance of Effective GRC Practices and Principles 28
     
    Chapter 3: Risk Management Fundamentals 31
     
    Fundamentals: Risk Management Phases 32
     
    Other Risk Assessment Techniques 45
     
    Chapter 4: COSO ERM Framework 51
     
    ERM Definitions and Objectives: A Portfolio View of Risk 51
     
    COSO ERM Framework Model 55
     
    Other Dimensions of the ERM Framework 86
     
    Chapter 5: Implementing ERM in the Enterprise 89
     
    Roles and Responsibilities of an Enterprise Risk Management Function 90
     
    Risk Management Policies, Standards, and Strategies 100
     
    Business, IT, and Risk Transfer Processes 105
     
    Risk Management Reviews and Corrective Action Practices 108
     
    ERM Communications Approaches 112
     
    CRO and an Effective Enterprise Risk Management Function 113
     
    Chapter 6: Importance of Strong Enterprise Governance Practices 115
     
    History and Background of Enterprise Governance: A U.S. Perspective 116
     
    Enterprise Integrity and Ethical Behavior 119
     
    Disclosure and Transparency 125
     
    Rights and Equitable Treatment of Shareholders and Key Stakeholders 126
     
    Governance Role and Responsibilities of the Board 128
     
    Governance as a Key Element of GRC 128
     
    Chapter 7: Enterprise Compliance Issues Today 131
     
    Compliance Issues Today 132
     
    Establish a Compliance Assessment Team 133
     
    Compliance Risk Assessments and Compliance Program Reviews 136
     
    Work Unit-Level Compliance Tracking and Review Processes 138
     
    Compliance-Related Procedures and Staff Education Programs 141
     
    Enterprise Hotline Compliance and Whistleblower Support 142
     
    Assessing the Overall Enterprise Compliance Program 144
     
    Chapter 8: Integrating ERM with COSO Internal Controls 147
     
    COSO Internal Controls Background and Earlier Legislation 147
     
    Efforts Leading to the Treadway Commission 151
     
    COSO Internal Controls Framework 156
     
    COSO Internal Controls and COSO ERM: Compared 174
     
    Chapter 9: Sarbanes-Oxley and Enterprise Risk Management Concerns 177
     
    Sarbanes-Oxley Act Background 177
     
    SOx Legislation Overview 179
     
    Enterprise Risk Management and SOx Section 404 Reviews 193
     
    Internal Controls Reporting and Materiality 198
     
    PCAOB Risk-Based Auditing Standards 199
     
    Sarbanes-Oxley: The Other Sections 200
     
    SOx and COSO ERM 201
     
    Chapter 10: Corporate Culture and Risk Portfolio Management 203
     
    Whistleblower and Hotline Functions 204
     
    Risk Portfolio Management 208
     
    Integrated Enterprise-Wide Risk Management 211
     
    Chapter 11: OCEG Capability Model GRC Standards 215
     
    GRC Capability Model ''Red Book'' 215
     
    Other OCEG Materials: The ''Burgundy Book'' 223
     
    Level and Scope of the OCEG Standards-Setting Authority 224
     
    Chapter 12: Importance of GRC Principles in the Board Room 225
     
    Board Decisions and R